THE CHART AUDIT
    On-line guide for completing the audit.

BACKGROUND
    The Patient Record is a legal document. The record contents stand up in a court of law as legal evidence, therefore each record should be kept in good working order. As part of our program of Continuous Quality Improvement, every student will be required to audit each of the records in their patient families.  Seniors, as a reminder, all chart audits must be completed and checked by your respective Dental Care Coordinator prior to issuance of your diploma.

Following is a walk-through guide to completion of the Chart Audit, followed by a sample audit form.

ORGANIZING THE PATIENT RECORD
1.    Front Jacket
        --Patient Identification tag clearly states the patient name, address, SSN#, date of birth, phone number
        --This tag should be accompained by a similiar bar code tag
**If missing either tag, or in need of replacement contact Patient Records
        --The blue stamp indicating that the patient has received the Patient Informaiton Booklet, should be initialed and
           dated.  If not please distribute booklet at next appointment.
        --Any Medical Alerts should be clearly indicated.

2.    Inside Front Pocket
        --This pocket should contain any miscellaneous non-treatment related papers (e.g: Change of Address, Insurance)

3.    Section I (in the following order)
        --Emergency Form (red printed form which indicates current medications and emergency contacts)
        --Medical Clearance Letters / Medical Correspondence
        --Problem List
        --Medical History Update
        --Soft Tissue Exam
        --Medical History Initial Assessment
        --Oral and Dental History Questionaire
        --Medical History Questionaire

4.    Section II (in the following order)
        --Initial Exam and Findings
        --Consultations

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5.    Section III (in the following order)
        --Referral / Reassignment Requests
        --Case Completion or Case Discharge
        --Treatment Plan

6.    Section IV (in the following order)
        --Progress Notes

7.    Section V (in the following order)
        --Periodontal records
        --Endodontic records
        --Oral and Maxilofacial Surgery Records
        --Removable / Fixed Design Records

8.    Section VI (in the following order)
        --Radiographic Order and Exposure Record
        --Agreement / Consent to Surgical Procedures
        --Consent to treatment
        --Agreement / Consent to examination

9.    Back Pocket
        --Radiographs
        --Patient file copy of Removable / Fixed laboratory scripts

Please Note--copies of posted ATF /PFF need not be kept in the patient record, please disgard. Also file any treatment related loose papers with the corresponding discipline section.

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SAMPLE CHART AUDIT FORM

The State University of New York
School of Dental Medicine

CHART AUDIT

CHART #_________________                                                                              DATE_________________

PATIENT NAME________________________________

ASSIGNED TO__________________________________

Items, which are circled in red, require student remediation.  Please return chart
And form to you respective Dental Care Coordinator once remediation is complete.




 MEDICAL HISTORY                                               * Signatures- patient,  student / faculty
                                                                                   * Dated

                                                  * More than one year old- update required
                                                  * Medical alerts transferred to jacket cover
                                                        * Emergency Form (red printed form) required

CONSENT FORMS                                                  *  Signatures- patient,  student / faculty
    (TO EXAM)                                                           *  Dated
    (TO TREAT)

TREATMENT PLAN                                                 *  Signatures / stamp—patient   faculty   student
                                                                                   *  Dated
 

PROGRESS NOTES                                                  *  Signatures / stamp—Student    faculty
                                                                                   *  Dated entries
                                                                                   *  Legible entries
                                                                                   *  Patient name and File # on each page

RADIOGRAPHS                                                        *  Mounted radiographs are appropriately:
                                                                                                 Dated?   Identified?
                                                                                   *  Mount any radiographs which are in coin envelopes
                                                                                               o Only if dated and identified

                                                                                   *  Loose, unidentified radiographs are to be placed in
                                                                                        envelope labeled-Undocumented Radiographs

PATIENT INFORMATION                                      *  Distribute –patient to initial and date jacket cover
BOOKLET
                                                                                                                                                                 May 2001
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