Lecture 4
      
                                 Anxiety Disorders 
      
      
      Lecture Outline
      
      I.  Distinction between Normal and Abnormal anxiety
           A. Anxiety -definitions
           B. Normal anxiety
           C. Abnormal anxiety
      II. Distinction between Anxiety and Other disorders
      III.Background: The Neuroses
           A. Introduction
           B. William Cullen
           C. Sigmund Freud
           D. Criticisms
           E. DSM-III
           F. A final note
      III.Conclusion
      
      
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      I. Distinction between Normal and Abnormal anxiety:  
      
      1. Anxiety:  DSM-III-R definition of "anxiety":  "Apprehension,
      tension, or uneasiness that stems from the anticipation of danger,
      which may be internal or external...The manifestations of anxiety
      and fear are the same and include motor tension, autonomic
      hyperactivity, apprehensive expectation, and vigilance and
      scanning" (APA, 1987, p. 392).  
           Anxiety is a complex, multidimensional experience, not a
      simple unidimensional phenomenon.  Anxiety can be understood as
      having three separate dimensions (Lang, 1970):
      
           i)   Verbal reports of subjective experiences (eg: tension,   
                apprehension, sense of impending danger, expectations
                of an inability to cope in the future).
           ii)  Behavioral responses (eg: avoidance, impaired speech
                and motor coordination, performance deficits).
           iii) Physiological responses (eg: muscle tension, increased   
                heart rate, elevated blood pressure, rapid respiration,  
                dryness of the mouth, nausea). 
      
      Note: These three dimensions often have low intercorrelations
      (Bootzin & Max, 1980; Lang, 1970).  For example, a person could say
      that she is anxious (dimension 1) and not show clear behavioral
      signs (dimension 2) of anxiety.  This means that there is no single
      measure that will tell us if a person is anxious.  This also means
      that anxiety is a construct - that it is an inferred state - you
      can not actually observe the anxiety itself or measure it directly. 
      We infer its presence on the basis of the three dimensions in a
      situational context. 
      
      B. Normal anxiety:  Anxiety can be quite adaptive.  It is not
      necessarily pathological.  Without anxiety, the human race would
      have undoubtedly died off long ago.  Anxiety acts as an important
      signal that danger or threat is imminent.  It cues us to attend to
      important stimuli.  Anxiety provides information to the individual. 
      Thus, we are able to activate protective responses, actions that
      help us survive when confronted with danger and trouble.  Anxiety
      signals us to make adaptive responses.
      
        eg:   slow down on a slippery road
              avoid dark alleys
              go for medical checkups
              return library books
      
      As one researcher has said, "Without (anxiety), we would
      probably all be asleep at our desks" (S.M. Paul, quoted in
      Bootzin & Acocella, 1984).
      
      C. Abnormal anxiety:  Anxiety is abnormal when it is persistent and
      coupled with no objective danger or threat, leading to ineffective
      and self-defeating behavior.  For example:
      
      Example 1: I wish I could tell you what's the matter. 
      Sometimes I feel like something terrible has just happened
      when actually nothing has happened at all.  Other times, I'm
      expecting the sky to fall down any minute.  Most of the time I
      can't point my finger at something specific.  The fact is that
      I am tense and jumpy almost all the time.  Sometimes my heart
      beats so fast, I'm sure it's a heart attack.  Little things
      can set it off.  The other day I thought a supermarket clerk
      had overcharged me a few cents on an item.  She showed me that
      I was wrong, but that didn't end it.  I worried the rest of
      the day.  I kept going over the incident in my mind, feeling
      terribly embarrassed at having raised the possibility that the
      clerk had committed an error.  The tension was so great, I
      wasn't sure I'd be able to go to work in the afternoon.  
      
      Example 2: It happened without any warning, a sudden wave of
      terror.  My heart was pounding like mad, I couldn't catch my
      breath, and the ground underfoot seemed unstable.  I was sure
      it was a heart attack.  It was the worst experience of my
      life.  
      
      Example 3: I can't tell you why I'm afraid of rats.  They fill
      me with terror.  Even if I just see the word "rat" my heart
      starts pounding. I worry about rats in restaurants I go to, in
      my kitchen cupboard, and anywhere I hear a noise that sounds
      like a small animal scratching or running.  
      
      Example 4:  Before I come home from work I spend half my time
      wondering whether a burglar has broken into the apartment.  As
      soon as I get home I check every room, under the bed, and in
      the closets.  Before going to sleep I probably check the lock
      on the front door fifty times. I feel better after each check,
      but then my concern wells up and I have to go check again
      (Sarason & Sarason, 1984).
      
      These four scenarios are examples of anxiety disorders.  Example 1
      is an example of "generalized anxiety disorder",  where the anxiety
      is chronic and is felt in a variety of situations.  Example 2 =
      panic disorder, where the anxiety is sudden and overwhelming. 
      Example 3 = phobic disorder; the anxiety is aroused by a specific
      stimuli.  And Example 4 = obsessive compulsive disorder where
      thinking certain thoughts and not doing certain behaviors arouses
      intense anxiety.  (We will examine these specific disorders in more
      detail next lecture).
      
      Abnormal anxiety can have serious implications for an individual. 
      These include:
      
      i)  Emotional consequences: feelings of fear, unhappiness, guilt.
      ii) Cognitive consequences: impaired concentration and problem-solving.
      iii)Behavioral consequences: avoidance of every-day situations and
          activities, breakdown of complex behaviors.
      iv) Physiological consequences: long term anxiety has been shown to
          produce actual physical damage.  Eg: Anxiety/ stress has been shown
          to interfere with the immune system.  Anxiety has been linked to a
          wide range of physical ailments such as ulcers, headaches, and even
          cancer.
      
      
      Anxiety is one of the most frequent complaints.  According to
      Barlow and Waddell (1985), anxiety dwarfs all other problems seen
      by practitioners.  Some numbers:
           15 million cases currently (NIMH, 1985).
           30% - 40% of the general population suffers from anxiety       
           (Barlow & Waddell, 1985).
           (According to the DSM-III-R, females are much more frequently  
           diagnosed with an anxiety disorder).
      These numbers are probably underestimates:  Many people "self-
      medicate" with alcohol and other drugs.  Indeed, Valium is the most
      frequently prescribed drug in the US (Sarason & Sarason, 1984).
      
      II. Distinction between Anxiety and other disorders:
           
      A. Schizophrenia:  What distinguishes the anxiety disorders from
      the more severe mental illnesses, such as schizophrenia, is that a
      person with an anxiety disorder is typically 
           1) able to maintain reality contact - there are no gross       
              distortions of external reality.
           2) "ambulatory" - he or she can still cope with day to day     
               life, however poorly and inefficiently; there is
               usually no need to institutionalize the person.
      A person with an anxiety disorder is "sane", there is no gross
      disorganization of his/her personality or behavior.
      
      B. Mood Disorders: In a few weeks, we will look at the Mood
      Disorders.  However, what distinguishes anxiety disorders from mood
      disorders is:  Mood disorders involve states of persistent positive
      or negative emotion, or mood, typically elation and/or depression. 
      The anxiety disorders, however, refer to states of perceived
      threat, tension, apprehension, impending danger and so on.  
      
      III. Background: The Neuroses
      
      A. Introduction:  The three following classes of disorders were
      once all known as neurotic disorders:  Anxiety (which we will look
      at in the next few lectures), Somatoform (disorders that appear to
      be physical in nature, eg: blindness, but for which there is no
      physical cause - rather, there is some psychological cause), and
      Dissociative (disorders such as certain amnesias, multiple
      personality disorder - disorders where there is a "splitting apart"
      of psychological functions which are normally integrated: identity,
      memory, control over motor behavior).  (We will look at anxiety
      disorders in lecture, the other two disorders are discussed in your
      text).  
           In recent years, the term "neurosis" has fallen into some
      disfavor, and is only parenthetically mentioned in the DSM-III. 
      However, it is important that we examine the term "neurosis" - it
      is part of our every day speech (most of you have undoubtedly heard
      this term), and indeed it is still used by many professionals.  So,
      the questions are: How is neurosis related to the disorders we are
      discussing, and why has the term been abandoned by the authors of
      the DSM-III, and by many other professionals and theorists?  We
      begin our discussion with a historical look at the development of
      the concept of Neurosis.
      
      B. William Cullen (18th century):  Cullen coined the term
      "neurosis" to refer to a group of disorders which he believed were
      organic in nature, or more specifically, were due to neurological
      dysfunctions (hence "neurosis") (Bynum, 1983).  These organic
      disorders produced a range of "nervous" behaviors, such as
      hypochondriasis (obsessions and fears about one's health),
      melancholy, irritability, and oversensitivity.  For most of the
      19th century, such neurotic behaviors were thought to be due to
      disorders of the nervous system (Carson, Butcher, & Coleman, 1988).
      
      C. Sigmund Freud (early 20th century):  The view that the neuroses
      were biologically caused was gradually replaced with the Freudian
      theory of neurosis (Bynum, 1983).  For Freud, neurosis was not due
      to organic causes, but was due to psychological causes,
      specifically, to anxiety (Brenner, 1974; Guntrip, 1973):  
      
           Freud claimed that neurotic behavior is caused by the anxiety
      that arises in an individual as he/she (unconsciously) struggles to
      keep various thoughts, conflicts, desires and memories repressed in
      the unconscious.  When these thoughts, desires etc. threaten to
      surface into our consciousness, anxiety will arise to the point
      where neurotic behaviors will occur.  These behaviors are either a
      direct expression of that anxiety or an attempt to defend against
      it (Brenner, 1974; Freud, 1917).  In other words, Freud is saying
      that we all have memories, desires, etc. that, if we were aware of
      them, would upset us greatly - they would fill us with anxiety. 
      Eg: Unacceptable sexual desires, or memories of intense, murderous
      rage for a parent or other loved one.  If these unconscious
      memories and desires start to rise to consciousness, or if they
      have never been completely repressed in the first place, then a
      person will experience increasing anxiety.  This person will end up
      either demonstrating obvious signs of anxiety, or he/she will
      engage in certain, usually bizarre, behaviors in an attempt to
      alleviate the anxiety.  These include panic, amnesia, obsessions,
      compulsive behaviors, and multiple personalities.  The anxiety
      symptoms and the bizarre behaviors form what Freud termed the
      Neuroses.  In any event (whether outright anxiety or defenses
      against anxiety) the roots of the neurotic disorders are with
      anxiety.  
           All neuroses, no matter how different they appear on the
      surface, have the common factor of being caused by anxiety. 
      Anxiety is the common theme.  Neurotic symptoms are simply signs of
      the anxiety raging within (Carson, et al, 1988).
      
           This theory was widely accepted for many years.  For example,
      in the 2nd edition of the DSM, a large category of disorders was
      termed the Neuroses and were described in this manner: "Anxiety is
      the chief characteristic of the neuroses.  It may be felt and
      expressed directly, or it may be controlled unconsciously and
      automatically" (APA, 1968, p.39).  This is essentially Freud's
      conceptualization.
      
      D. Criticisms:  In the past few decades, there has been growing
      opposition to the idea of neurosis as an overarching, theoretically
      meaningful term.  In particular, behaviorists have criticized the
      Freudian conception of neurosis (Sweet, Giles & Young, 1987).  One
      criticism is that anxiety is often absent in certain so-called
      neuroses (eg: a person suffering from a conversion disorder [a
      physical symptom such as blindness, where in fact there is no
      physical disorder] may experience no anxiety at all).  Freudians
      would respond that the anxiety is unconscious and the disorder is a
      means of reducing (or defending against) the anxiety.  However,
      this explanation is based on an inference, not on observable fact. 
      Some psychologists (Ullman & Krasner, 1975) argue that a valid
      classification scheme cannot be based on inference.  To do so would
      mean there is no way to verify the classification scheme's
      validity.  One person's inferred construct is another's fiction.
           Another criticism of the Freudian perspective is that anxiety
      is not limited to neurotics (actually, Freud would agree with this,
      or claim that we are all neurotic to some degree).  Psychotics,
      depressed people, and others also experience anxiety (Nathan,
      Robertson & Andberg, 1969).  Indeed, normal people experience
      anxiety.  Such universality makes anxiety an unreliable diagnostic
      criterion (Bootzin & Acocella, 1984).  
           Finally, there is the problem of measurement.  Measurements of
      the different dimensions of anxiety (self report, behavioral,
      physiological) often fail to correlate with each other (Lang, 1970,
      Rachman, 1978).  This means we have no single reliable measure of
      anxiety upon which to make diagnostic decisions.  Therefore,
      putting anxiety at the core of our diagnostic decisions will lead
      to unreliable diagnoses.
      
      E. DSM-III:  The DSM-III did away with the conception of neurosis,
      dividing those disorders into three different diagnostic categories
      based on the observable behavior patterns they involve.  This
      approach is consistent with the DSM's goal of being descriptive and
      atheoretical.
      
      
              DSM-II                    DSM-III    
      
                            --------->  ANXIETY DISORDERS
                            | 
           THE NEUROSES ------------->  SOMATOFORM DISORDERS
                            | 
                            --------->  DISSOCIATIVE DISORDERS
      
      
      F. A final note:  Although dropped from the DSM-III, the term
      "neurosis" is still used.  Psychodynamic (Freudian) theorists and
      practitioners find it a central concept in the study of
      psychopathology (eg: Murphy, 1983; Noy, 1982).  Psychodynamic
      theorists, however, are not the only ones to believe in the concept
      of neurosis - there are many others who continue to us the term
      (eg: Wolpe, 1952, 1982).  In particular, however, the term is still
      widely used by most mental health professionals as simply a generic
      descriptive label - to make general distinctions between milder
      disorders and the more seriously debilitating "psychotic"
      disorders.
      
      III. Conclusion
           In this lecture we have looked at the distinction between normal
      and abnormal anxiety, and the relation of anxiety to the more historical
      term "neurosis".  Next lecture we will examine the various types of
      anxiety disorders, as described in the DSM-III-R.